Regulatory compliance

Understanding, keeping track of changes, and complying with each of financial regulations can be a cumbersome task. Therefore, QFM regulatory compliance is very qualified to support both individuals and businesses in overcoming the obstacles and staying ahead of changing regulatory requirements, expectations, and industry practices.

QFM assists business clients in adapting to a changing regulatory environment on a strategic level by anticipating and adapting to the change; operational level through cost-effective solutions; and remediation level. QFM clients benefit from our dedicated and specialised practice areas and teams, in-depth technical knowledge and skills across a variety of disciplines, industry- and sector-specific knowledge and understanding, and honed risk methodologies and tools to provide clients with leading practices and the most advanced thinking in the field.

Our approach offers an innovative, low-cost means of managing and overseeing compliance risk. QFM can help with a full range of the following services:

  • Know Your Customer, Know Your Business and Anti-Money Laundering solutions
  • Compliance due diligence support with regular and enhanced due diligence and continued monitoring
  • Checking and reviewing sanctions lists and media monitoring
  • Risk and control assessments alongside internal audit compliance support
  • Regulatory readiness reviews and compliance transaction testing, assisting clients in developing and administering compliance training
  • Remediation assistance, which includes developing and implementing remediation plans to address regulatory findings

QFM is dedicated to providing excellent service to our customers and are equipped with the knowledge and tools necessary to meet the specific needs of the clients, whether that be consumer compliance or business compliance.